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PARKS & RECREATION BOARD 2014/08/14 PacketSUBJECT: Award of Contract with Vermont Systems, Inc. to Purchase Parks and Recreation Software as Budgeted in FY15 Capital Plan STAFF CONTACT: Mary Van Arsdale, Director of Parks and Recreation (847-810-3918) and Elizabeth Holleb, Director of Finance/IT (847-810-3612) PURPOSE AND ACTION REQUESTED: Staff requests approval to expend capital funds and award a contract with Vermont Systems, Inc. (VSI) for replacement of the Parks and Recreation Department software system. PROJECT REVIEW/RECOMMENDATIONS: Reviewed Date Comments Parks and Recreation Board 11/19/13 Plante Moran Consulting Recommendation City Council 12/2/13 Awarded Plante Moran Consultant Contract City Wide Staff 01/2014 Participated in Needs Assessment Parks and Recreation & Finance/IT Staff 01-06/2014 Developed Software Specifications, Conducted RFP and Vendor Diligence City Manager 2/5/14 Needs Assessment Report & Authorization to Proceed with Software Vendor RFP Parks and Recreation Board 06/17/14 Recommended preparation of contract with Vermont Systems, Inc. City Council 7/7/2014 Approval to negotiate contract with Vermont Systems, Inc. BACKGROUND/DISCUSSION: The City Parks and Recreation department has utilized Active Network Class software since 1998. The current version of this software is being phased out by 2016 and will no longer be supported. As a result, the Parks and Recreation Department in conjunction with the Finance/IT Department began to investigate a right- sized, comprehensive software solution to meet operational business needs. The goal of the project is a successful selection and implementation of a software solution to support City staff in delivery of recreation services, take advantage of best practices, and significantly improve the efficiency and effectiveness of customer service and business practices. Since December 2013 staff has worked with the software consultant, Plante Moran, to conduct a needs assessment and investigate qualified software vendors. Plante Moran guided staff through a very detailed and extensive eight-month process using their assessment methodology and set of related scoring tools intended to mitigate City risk while incorporating City of Lake Forest business needs. A complete overview of this work, including RFP results was shared with the Park Board at the June 17 public meeting. The following is the summary chart of RFP proposal costs again as a reference.  2  Vendors Proposal Results- One Time & Year One Costs Cumulative Costs over 10 Year Period Active Network (VH) $182,904 $1,179,578 eTrak-Plus (VH) $136,654 $289,041 Vermont Systems (VH) $162,200 $425,576 Vermont Systems (OP) $151,700 $305,205 Volgistics (Best of Breed VH) $1,176 $13,482 VH=vendor hosted solution, OP=on premise hosted solution Through the comprehensive diligence review, staff identified the strengths and potential risks of each proposed vendor and on July 7, 2014 City Council authorized negotiating a contract with Vermont Systems, Inc. as the preferred vendor. CURRENT PROJECT MILESTONE: The City’s Finance/IT and Recreation Departments have worked with the City Attorney’s office to prepare the attached Sales Agreement (page X), Statement of Work (page X) and the corresponding Exhibits, including Exhibit X Proposal Summary and Detail Pricing. City staff has worked with the vendor to confirm costs and ensure that the specific scope of software, hardware, and immediate and on-going services is clearly documented. The Statement of Work outlines the implementation timing and other operational details that will guide the installation process over the next ten months. As a component of this process, Recreation staff did involve multiple departments in the review of the software capabilities to seek opportunities to leverage this technology to its fullest potential. We are pleased to report that MainTrac (the maintenance work management module) will be utilized City-wide and will be very beneficial for Public Works and Parks and Forestry, eliminating the need to purchase a City-wide work order system as currently contemplated in the City’s five-year Capital Improvement Program, and CROYA will utilize aspects of the RecTrac module.  The City has been actively exploring the cost/benefit of hosting its software applications internally versus off premise (i.e. cloud or software as a service). This software acquisition presented a very unique opportunity for such analysis with the software RFP allowing responding vendors to provide either hosting scenario. The recommended vendor proposed both an on-premise and externally hosted option, allowing the City to contact references and compare long-term costs under either option. The recommendation is to initially host this software internally for the following reasons: 1) Lower cost option (short term and long term) 2) Capacity exists within City’s current virtual server environment, eliminating the need to purchase any additional server hardware 3) Indications by references that performance of vendor-hosted option is not optimum. VSI is working to make improvements, which may result in this being a more viable option in the future.  3  The following is a list of the modules/features included in the Agreement purchase that will allow us to meet our business needs:  RecTrac & WebTrac—activity registration, facility reservations, pass management, point of sale with inventory control and ticketing, league scheduling, incident reporting, and general ledger, AP refund and dance software interface  ID Card Integration—digital photo ID cards  PayTrac—ERI credit card interface to Plug’n Pay  Access Control—fitness locker room unattended doors  MainTrac—City-wide Maintenance Management Work Order System  Mobile WebTrac (patron access), MobileRecTrac, Mobile MainTrac—access for patrons and staff via mobile devices such as smart phones and ipads Through our software capability and needs assessment review, staff reduced the scope of module purchases and is not recommending purchasing the additional modules of equipment rentals, court reservations, trip reservations, lighting control interface or land management interface. Should their capabilities expand or City business needs change, these modules would be available for future purchase. BUDGET/FISCAL IMPACT: As a component of preparing the project expense, City staff also identified all additional costs in order to support the VSI software. The total project expense reflects all City and VSI software, hardware, installation, and year one maintenance services. Contingency is desired to address minor items encountered during implementation and unknown shipping expense. Item Item Price Total VSI $143,999 RecTrac $53,532 MainTrac $26,108 ID Systems $7,688 WebTrac $37,692 PayTrac $1,800 Hardware-VSI qualified $6,222 Access Control $10,957 City Add’l $29,277 Peripherals-Mobile Devices $10,695 SunGard GL/CR Interface $2,580 Plug-n-Play $250 10% Contingency $15,752 Grand Total $173,276 This project was identified as a FY15 Capital project funded via the Recreation Fund and the process to date complies fully with the Project Plan and City’s purchasing policies.  4  Below is an estimated summary of Project budget: FY2015 Funding Source Amount Budgeted Amount Requested Budgeted? Y/N Fund 220 Parks & Recreation 220-8065-451-75-01 $290,000 $173,276 Y Staff is currently contemplating whether continued consultant assistance from Plante Moran would be beneficial to the project implementation utilizing a portion of the remaining budgeted funds. A recommendation may be brought to the City Council at a later date for this component. COUNCIL ACTION: If desired and appropriate by the City Council, approve a contract with Vermont Systems, Inc. for replacement of the Parks and Recreation Department software system at an expense of $143,999 and seek City Council approval of said contract and City additional expense of $29,277 for a total project cost of $173,276 to be funded from Parks and Recreation Fund 220. STANDARD SALES AGREEMENT August 14, 2014 The attached VSI Software License, Maintenance and Support Agreement are for your review. The original of this Agreement, along with all modified City Agreements, are maintained in our VSI financial software database. You may use this Agreement to make any desired additions, deletions, or changes, and return to VSI for review (please use the Track Changes tool). VSI will print the final agreed upon version of this Agreement for signature by both parties. The licensed software can be installed on a City’s servers or on the VSI hosting servers. Along with licensed software, VSI provides the option for no hosting (City or another vendor hosts software), WebTrac web server hosting only, or both web server and database hosting. Software licenses with annual maintenance are priced separately from hosting services. If you have any questions, please contact the VSI Sales department at your convenience. August 14, 2014 Dear Mary, Thank you for making Vermont Systems your choice for application software and support services. We look forward to working closely with you and your staff. Enclosed please find two original sets of the VSI Software License, Maintenance and Support Agreement and Exhibits. If this Agreement meets with your approval, please complete the following: 1. Page 1 of the Agreement. Enter the executed date. 2. Page 1 of the Agreement, Article 2.3. Please check your preference for your annual maintenance cycle. If your fiscal year does not fall on any of the dates listed, please choose the one that best fits your cycle. 3. Sign the signature page 4. Initial each page as noted 5. Fill out the Tax Exempt Form and indicate your sales tax status 6. Return one set to VSI. As soon as we receive your signed Agreement, Laurie Valley, our Customer Support/Training Manager will assign a Support Manager and Trainer to your account. Laurie’s contact information is lauriev@vermontsystems.com or 800-883-8757, ext 3006. Next, a Sales Manager and the assigned Support Manager and Trainer will contact you to schedule an installation planning conference call. As part of the follow up, your primary Trainer will contact you to review the software Planning Guide in preparation for the training. If you should have any questions, please contact us at your convenience. Sincerely, Kate W. Mitchell Vice President/ Business Manager _____ VSI Initials _____ City Initials Vermont Systems, Inc. Resale & Exempt Organization Certificate of Exemption Suppliers Name: Vermont Systems, Inc. 12 Market Place Essex Junction, VT 05452 Description of Purchased Articles: Software Please Check Applicable Lines: ___Purchase by Retailer, Wholesaler for Resale ___Purchase by 501C which is Religious, Educational or Scientific X Direct Purchase by Governmental Unit ___Purchase by Volunteer Fire Dept, Ambulance Co., Rescue Squad Are you considered a taxable entity by your state for sales tax? ___Yes or _X__No Name/Address of Purchaser: Customer Name: City of Lake Forest Address: 800 North Field Drive City, State, Zip: Lake Forest, Illinois 60045 Federal ID Number 36-6005960 Purchaser’s Primary Business: Government Services (incl. parks and recreation) I Certify that I am authorized to sign this certificate of exemption and that, to the best of my knowledge and belief, it is true and correct and made in good faith. Signature: ______________________ Title ________________________ Name: ______________________ Date: ________________________ Page | 1 _____ VSI Initials _____ City Initials VERMONT SYSTEMS, INC. SOFTWARE LICENSE, MAINTENANCE AND SUPPORT AGREEMENT This SOFTWARE LICENSE, MAINTENANCE AND SUPPORT AGREEMENT (“Agreement”), is made and entered into on ______________, by and between Vermont Systems, Inc., a Vermont corporation (hereinafter “VSI”), with its principal offices located at 12 Market Place, Essex Junction, VT 05452, and the City of Lake Forest, Illinois (hereinafter “City”), an Illinois municipal corporation, with its principal offices located at 800 North Field Drive, Lake Forest, Illinois 60045, collectively referred to herein as the “Parties” or singularly “Party”. In consideration of the mutual covenants and obligations expressed herein, the Parties agree to the following: ARTICLE 1 – Scope of Services 1.1 VSI agrees to provide the products and services described in the Statement of Work attached as Exhibit C in full compliance with this Agreement and all specifications, terms, and conditions set forth in the City’s Request for Proposals (“RFP”) and Supplemental Contract Terms, attached hereto as Exhibits A and E, and VSI’s Response to the RFP, attached hereto as Exhibit F. Payment for the products and services shall be as provided in this Agreement and set forth in the Updated Request for Proposal Pricing (“Pricing Schedule”) attached hereto as Exhibit B. VSI, without prior mutual and written agreement, shall not charge the City for any other product or service costs. 1.2 VSI agrees at all times to maintain an adequate staff of experienced and qualified employees for efficient performance of the services required under this Agreement. VSI agrees that, at all times, the employees of VSI furnishing or performing any services shall do so in a proper, workmanlike, and dignified manner. 1.3 VSI, through the exercise of its professional judgment and expertise, warrants that the services included in this Agreement, including the Statement of Work, are reasonably sufficient to deliver the scope of work as mutually agreed and indicated in this Agreement. In the event that the services are not reasonably sufficient to deliver the scope of work at no fault of the City, then VSI will complete the scope of work at no additional cost to the City. ARTICLE 2 – Software License 2.1 VSI hereby grants the City and the City thereby accepts a perpetual, non-transferable, and non-exclusive right to use the Licensed Software and Related Materials, as described in the Statement of Work attached as Exhibit C and the Pricing Schedule attached as Exhibit B. The Licensed Software includes Related Materials, such as User Reference Manuals, Reports Manuals, Installation Planning Guides, Installation Instructions, On-Line Help, and Sample Database with Tutorials. 2.2 VSI uses the Progress OpenEdge V10 Development software to develop its’ applications and deploys using the OpenEdge Deployment software that includes Client Networking, Web Client, and Personal, Workgroup, or Enterprise RDBMS (embedded database) with RDBMS support for 4GL, SQL, ODBC, JDBC, and Enterprise Cluster Manager Integration, and OpenEdge Application Server, Basic and Enterprise Editions with Replication. Therefore, Progress software with RDBMS is required to operate the application software by platform type, and they are included in the attached Exhibit B and D. 2.3 The license granted herein authorizes the City to install the Licensed Software on the designated computer platform using one copy of the programs to support live processing, training, and disaster recovery databases without incurring additional license charges. Further, the City can make copies of the Licensed Software for safe keeping purposes. 2.4 At any time, the City can add software and user licenses under the terms of this Agreement by paying the additional license and maintenance fees. The total number of authorized concurrent users permitted to use the Licensed Software is limited to the number listed in Exhibit B. ARTICLE 3 – Annual Software Maintenance and Support Services 3.1 VSI shall provide the City with Software Maintenance and Software Support services for the Licensed Software in accordance with the Statement of Work attached as Exhibit C and the VSI standard Sales and Support Policies, as described in Exhibit H, for a minimum of 15 years after the Effective Date. The extent of support services being provided are specifically listed in Exhibit H and described in the Statement of Work attached hereto as Exhibit C. 3.2 The Software Maintenance and Software Support services shall include distribution of product update releases that include software repairs and enhancements subsequent to the initial purchase. Biennial software updates with database conversions will also be provided in accordance with VSI standard Sales and Support Policies, as described Page | 2 _____ VSI Initials _____ City Initials in Exhibit H, while periodic program only updates are available at any time. For a period of fifteen (15) years from the Effective Date, VSI must maintain all functionality of the original Licensed Software, including all functionality identified in Exhibits C, D, E, and F in all updates and enhancements. If a new release of the VSI Software removes any functionality required by this section, then VSI will provide alternative means for performing the same or comparable functions at no additional cost to the City. 3.3 The Software Maintenance and Support fee will be billed annually on May 1st of each year. The annual maintenance and support fees shall be as set forth in the Pricing Schedule attached as Exhibit B, and shall be subject to increase during the term of this Agreement only as provided in Section 3.4. The first annual Software Maintenance and Support fee will be charged on a prorated basis from the first day of the month in which the relevant software module of the Licensed Software is fully installed and implemented by the City as described in Exhibit C through the following April 30. 3.4 The required Software Maintenance and Support Agreement will automatically renew annually on May 1, unless the City notifies VSI in writing prior to May 1 of any year that the City is terminating VSI Maintenance Support. VSI may increase the Software Maintenance and Support fees annually in an amount not to exceed 3% of the prior year’s annual fee. Upon the City’s request, VSI shall provide a firm quote for the next fiscal year’s annual fees no later than March 1 of each year. ARTICLE 4 – Software Training and Installation Services 4.1 VSI shall provide training to the City and its designated personnel as set forth in Exhibits B, C and F (“Initial Training”). Payment for the Initial Training, including all travel costs and expenses, shall not exceed the costs and rates set forth in the Pricing Schedule attached as Exhibit B. VSI shall provide the Initial Training sessions on dates that are mutually agreed upon by VSI and the City, provided that the Initial Training relating to each Licensed Software module shall be completed prior to the date that the module is fully installed and implemented by the City as described in Exhibit C unless the parties otherwise agree. 4.2 VSI will provide the Installation Services set forth in Exhibit C. Payment for the Installation Services, including all travel costs and expenses, shall not exceed the costs set forth in the Pricing Schedule attached as Exhibit B. 4.3 VSI shall provide training in addition to the Initial Training (“Additional Training”) at the City’s request in accordance with the VSI standard Sales and Support Policies attached as Exhibit H. Additional Training may be offered at the City site, at VSI (12 Market Place, Essex Junction, Vermont), or remotely based on a quoted daily rate, as described in Section 4.4. 4.4 Upon the City’s request, VSI will provide a fixed price quote for Additional Training and other additional services, including all travel costs and expenses, and will honor all such quotes for 120 days from the date quoted, but reserves the right to modify those quotes thereafter. The City is responsible for reimbursing VSI for actual travel costs and expenses, such as travel time, airfare or other transportation (provided that all airfare, rental cars, and other transportation shall be at economy rates), mileage, lodging, meals, and other expenses necessary to complete any Additional Training requested by the City, provided, however, that if the City requests a price quote for the Additional Training, the City’s payment for such travel costs and expenses shall not exceed the amount quoted. 4.5 All Additional Training dates must be mutually agreed upon by VSI and the City. The City can request a change of scheduled Additional Training dates or the number of Additional Training days at any time. However, if the City requests such a change after travel arrangements have been completed, the City will be responsible for any reasonable additional costs incurred as a result of the changes. ARTICLE 5 – Charges and Payment 5.1 City On-Premise Hosted Software –the City is installing the software on its own servers and the license fee for each software module will be billed to the City following the Initial Training session for that module and will be due within 30 days after the City’s receipt of the bill. The initial Software License fee includes ground shipping of the DVD that contains the software and electronic copies of all documentation. If special shipping is requested, the City shall pay all associated additional charges. 5.2 Hardware—Charges for hardware and equipment will be billed to the City upon delivery and will be due within 30 days after the City’s receipt of the bill. Page | 3 _____ VSI Initials _____ City Initials 5.3 The City shall pay all applicable sales, consumer use, and other taxes required by law, unless it is exempt from any or all of these taxes. If tax-exempt, the City must provide a tax exemption certificate. 5.4 VSI will invoice the City for training and installation services, along with travel and other expenses, immediately following the completion of each occurrence of training or other services, and payment will be due within 30 days after the City’s receipt of the invoice. 5.5 The City may reject any component of the Licensed Software (“Rejected Product”) prior to delivery or during the first six months following delivery of the Rejected Product. In the event of rejection, the City shall: (a) deliver to VSI a written notice (“Rejection Notice”) identifying the Rejected Product the reason for rejection; and (b) promptly return the Rejected Product to VSI. VSI shall fully refund all the software license fees and first year annual maintenance fees for the Rejected Product within 30 days of the return. The City shall be responsible for the payment of any fees for training or other services provided by VSI prior to VSI’s receipt of the Rejection Notice. POS hardware must be returned within the first 30 days to receive full credit less shipping. ARTICLE 6 – Security of Programs 6.1 The City shall be solely responsible for the supervision and control of the licensed City hosted software to ensure that it is stored in a secure location for City use only and that no unauthorized and unlicensed third party gains access to it. VSI is responsible for the security of all VSI hosted software. 6.2 Under no circumstances shall the City be authorized to perform Reverse Engineering of the software object code, in order to illegally generate source code. ARTICLE 7 – Warranties 7.1 VSI warrants that it has the right to license the Licensed Software, and that there are no pending liens, claims, or encumbrances against the Licensed Software. 7.2 VSI warrants that the Licensed Software shall conform to its published specifications in the Related Materials, including, but not limited to, the Capabilities Summary, On-Line Help, Reports Manual, User Reference Manual, and Training Tutorials. VSI warrants that the Licensed Software is merchantable, in that it will properly install and operate according to the specifications stated in Exhibits C, D, E, and F. 7.3 VSI warrants to the City that it is solvent, not in bankruptcy proceedings or receivership, nor is it engaged in any proceedings, which would have an adverse effect on its ability to perform its obligations under this Agreement. 7.4 VSI warrants that there has been no violation of copyrights or patent rights in connection with the Licensed Software in this Agreement. VSI shall indemnify and save harmless the City from any suit or proceeding brought against the City by reason of any such infringement or any wrongful use, without limitation. VSI will defend or settle any such claim, although the City shall be entitled to be independently represented by counsel of its own choice. 7.5 VSI warrants that the Licensed Software is fit for the purposes identified in Exhibits C, D, E, and F, and that the Licensed Software is fully compatible with the operating system, server, hardware, and other technical specifications set forth in Section 6 of the Statement of Work attached hereto as Exhibit C. The City may pursue any remedy available under this Agreement for a violation of this warranty, including, but not limited to, requiring VSI to repair or correct any defects in the Licensed Software. ARTICLE 8 – Limitation of Liability; Insurance; Choice of Law 8.1 Except for the warranties specified in Section 7, VSI grants no warranties, expressed or implied, including, but not limited to any implied warranties of fitness for a particular purpose. Notwithstanding anything to the contrary in this Agreement, it is expressly agreed that neither VSI nor the City shall be liable to the other Party for special, incidental, indirect, or consequential damages, or for any loss or claim by either Party. Page | 4 _____ VSI Initials _____ City Initials 8.2 Liability Insurance. VSI shall obtain and maintain throughout the term of this Agreement insurance meeting the minimum specifications and coverages set forth in Exhibit G. VSI shall provide the City with a Certificate of Liability Insurance with the City named as the Certificate Holder and as an additional insured. 8.3 The Parties agree that the laws of the State of Illinois will govern this Agreement, and that the venue for legal resolution shall be in Lake County, Illinois. ARTICLE 9 – Risk of Loss 9.1 For City hosted installations, the risk of loss or destruction, regardless of the cause, shall be the responsibility of VSI until the Licensed Software and Related Materials have been delivered to the City's premises. For VSI hosted installations, VSI will be responsible for the risk of loss or destruction. 9.2 For City hosted installations, the City shall be responsible for verifying that the Licensed Software and Related Materials have been received, installed on the designated computer(s), and are operational, unless the Agreement specifies that VSI will install the Licensed Software as part of the on-site training. For VSI hosted installations, VSI will be responsible for installing the software on the City’s servers. ARTICLE 10 – Application Source Code 10.1 The Source Code for all VSI application software, along with a list of licensed customers, is held in escrow by VSI's Escrow Agent, Kolvoord, Overton, & Wilson, Attorneys, at 6 Joshua Way, Suite B, Essex Junction, Vermont 05452, Attn: Jason Ruwet 802-878-3346, jfr@essexvtlaw.com. The source code held in escrow is updated after each software release. If VSI defaults in providing software maintenance support due to company failure, or discontinuance of said service by VSI or VSI’s bankruptcy, then the source code will be made available to the City within thirty days of written notice by the Escrow Agent for City support use only. ARTICLE 11 – Independent Contractor 11.1 In performing the work under this Agreement, VSI acts as an Independent Contractor and is solely responsible for necessary and adequate workers’ compensation insurance, as well as personal injury and property damage insurance. ARTICLE 12 – Change Orders or Extensions 12.1 The City may require changes in the scope of services to be performed by VSI. Such changes, including any increase or decrease in compensation amount, must be mutually agreed upon in writing by the City and VSI. VSI shall be compensated for all authorized changes in services. ARTICLE 13 – Authorization and Entire Agreement 13.1 Each party represents and warrants that it has the power and ability to enter into this Agreement, to grant the rights stated herein, and to perform the duties and obligations described herein. 13.2 Exhibits A through H, attached hereto, are, by this reference, fully incorporated into this Agreement. In the event of any conflict between this Agreement and any one or more of the Exhibits, the documents shall control with the following order or precedence: Exhibit A, this Agreement, Exhibits B, C, D, E, F, G, and H. In the event that any conflict of terms or provisions cannot be clearly resolved in accordance with this Section, the City shall determine which term or provision controls. 13.2 This Agreement and the attached Exhibits A through H constitute the entire Agreement between VSI and the City. 13.3 If any term or other provision of this Agreement is invalid, illegal or incapable of being enforced, then all other conditions and provisions of this Agreement shall nevertheless remain in full force and effect. Page | 5 _____ VSI Initials _____ City Initials Vermont Systems, Inc. City of Lake Forest Authorized Signature Authorized Signature Giles Willey, President ________ Robert R. Kiely, City Manager__________ Printed Name and Title Printed Name and Title Date Date     City of Lake Forest  Recreation Software Replacement Project    EXHIBITS  for  VSI Software License, Maintenance and Support Agreement    A. Supplemental Contract Terms   B. Updated Request for Proposal Pricing   C. Statement of Work  D. Updated Specification Compliance for V3.0 Software  E. Request for Proposal  F. VSI’s Response to Request for Proposal  G. VSI’s Certificate of Liability Insurance   H. Sales and Support Policy  (Park Board Members: Exhibits B and C are enclosed in your packet. All others are not enclosed but  can be provided upon request).      Proposal Summary Pricing VSI Quote Number: 43642 Please See Detail Breakdown on Following Pages Description:Exhibit B - Rev 4 Pricing For Agreement Prepared For:City of Lake Forest Parks & Recreation, Lake Forest, IL Contact Name:Mary Van Arsdale, Director Phone Number:(847)810-3918 Contact Email:vanarsdm@cityoflakeforest.com Fax Number:(847)615-4251 Approved By:Giles Willey, President (gilesw@vermontsystems.com)Quote Date:08/14/2014 Purchase Annual Estimated Total Description Price Maint/Svs Shipping*Price RecTrac - Workgroup Multi-User Software Application Software $20,550.00 $3,910.00 $0.00 $24,460.00 Progress OpenEdge Software $4,110.00 $782.00 $0.00 $4,892.00 VSI-Add ons $4,500.00 $900.00 $0.00 $5,400.00 Support Services - Training & Travel Expenses $18,780.00 $0.00 $0.00 $18,780.00 Total RecTrac: $47,940.00 $5,592.00 $0.00 $53,532.00 MainTrac - Workgroup Multi-User Software Application Software $10,250.00 $2,240.00 $0.00 $12,490.00 Progress OpenEdge Software $2,050.00 $448.00 $0.00 $2,498.00 Support Services - Training & Travel Expenses $11,120.00 $0.00 $0.00 $11,120.00 Total MainTrac: $23,420.00 $2,688.00 $0.00 $26,108.00 ID Systems - Workgroup Multi-User Software Application Software $1,080.00 $190.00 $0.00 $1,270.00 Progress OpenEdge Software $216.00 $38.00 $0.00 $254.00 ID Card Hardware $6,050.00 $0.00 $114.00 $6,164.00 Total ID Systems: $7,346.00 $228.00 $114.00 $7,688.00 WebTrac - Workgroup Edition Application Software $20,300.00 $4,060.00 $0.00 $24,360.00 Progress OpenEdge Software $4,060.00 $812.00 $0.00 $4,872.00 VSI-Add ons $1,250.00 $0.00 $0.00 $1,250.00 Support Services - Training & Travel Expenses $7,210.00 $0.00 $0.00 $7,210.00 Total WebTrac: $32,820.00 $4,872.00 $0.00 $37,692.00 PayTrac - Application Software & Hardware Application Software $1,500.00 $300.00 $0.00 $1,800.00 Total PayTrac: $1,500.00 $300.00 $0.00 $1,800.00 Hardware - (VSI Qualified) Cash Drawers $855.00 $0.00 $72.00 $927.00 Magstripe Readers $900.00 $0.00 $27.00 $927.00 Mobile Devices $2,490.00 $0.00 $60.00 $2,550.00 Signature Pad $1,785.00 $0.00 $33.00 $1,818.00 Total Hardware: $6,030.00 $0.00 $192.00 $6,222.00 Access Control - Application Software 12 Market Place, Essex Junction, VT. 05452 877-883-8757 www.vermontsystems.com Page # 1 Application Software $2,250.00 $400.00 $0.00 $2,650.00 Progress OpenEdge Software $450.00 $80.00 $0.00 $530.00 Access Control Hardware $1,840.00 $0.00 $42.00 $1,882.00 Support Services - Training & Travel Expenses $5,695.00 $0.00 $0.00 $5,695.00 Total Access Control: $10,235.00 $480.00 $42.00 $10,757.00 VSI TOTALS Application Software $55,930.00 $11,100.00 $0.00 $67,030.00 Progress OpenEdge Software $10,886.00 $2,160.00 $0.00 $13,046.00 Cash Drawers $855.00 $0.00 $72.00 $927.00 ID Card Hardware $6,050.00 $0.00 $114.00 $6,164.00 Magstripe Readers $900.00 $0.00 $27.00 $927.00 Access Control Hardware $1,840.00 $0.00 $42.00 $1,882.00 VSI-Add ons $5,750.00 $900.00 $0.00 $6,650.00 Mobile Devices $2,490.00 $0.00 $60.00 $2,550.00 Support Services - Training & Travel Expenses $42,805.00 $0.00 $0.00 $42,805.00 Signature Pad $1,785.00 $0.00 $33.00 $1,818.00 Grand Totals: $129,291.00 $14,160.00 $348.00 $143,799.00 * NOTE: Shipping is FOB - Origin (Plus Tax Where Applicable / Includes Shipping FOB - Origin) 12 Market Place, Essex Junction, VT. 05452 877-883-8757 www.vermontsystems.com Page # 2 Statement of Work—Exhibit C    For     Recreation Software System – City of Lake Forest, IL    August 14, 2014    Proposed Software Versions  RecTrac v3.1  MainTrac v10.3  PayTrac  WebTrac          Vermont Systems, Inc.  12 Market Place  Essex Jct, VT 05452       Statement of Work for a Recreation Management System for City of Lake Forest, IL  2  Table of Contents  1. EXECUTIVE SUMMARY ......................................................................................................... 3  2. OBJECTIVES OF THE PROJECT ............................................................................................... 3   2.1 See Appendix A ‐ RecTrac 3.1 Highlights  3. GUIDING PRINCIPLES ........................................................................................................... 4  4. IMPLEMENTATION............................................................................................................... 4  4.1. VERMONT SYSTEMS SOFTWARE ..................................................................................................... 4  4.2. VERMONT SYSTEMS SERVICES ........................................................................................................ 5  4.3. CITY OF LAKE FOREST SERVICES/COMMITMENT ................................................................................ 5  5. PROJECT TIMELINE/HIGH LEVEL PROJECT PLAN: .................................................................. 6  5.1. CONTRACT MILESTONE OVERVIEW:  PROJECT PLAN ........................................................................... 6  5.2. CITY SCOPE OF OPERATIONS – PRIMARY AREAS FOR PROJECT PLAN ..................................................... 6  6. TECHNOLOGY ARCHITECTURE .............................................................................................. 7  6.1. INFRASTRUCTURE ......................................................................................................................... 7  7. CUSTOM INTERFACES .......................................................................................................... 8  7.1. LIST OF CUSTOM INTERFACES ......................................................................................................... 8  7.1.1. Development Overview................................................................................................... 8  8. DATA CONVERSIONS ........................................................................................................... 8  8.1. LIST OF SELECTED DATA CONVERSIONS ............................................................................................ 8  9. REPORTING TOOLS .............................................................................................................. 8  10. WORKFLOW ........................................................................................................................ 9  11. IMPLEMENTATION PLAN ..................................................................................................... 9  11.1. VSI PROJECT PLAN OVERVIEW ................................................................................................... 9  11.2. VSI PROJECT RESOURCES ........................................................................................................ 11  11.3. CITY OF LAKE FOREST PROJECT RESOURCES ................................................................................ 11         Statement of Work for a Recreation Management System for City of Lake Forest, IL  3    1. Executive Summary  The goal of the project is a successful implementation of the RecTrac,  WebTrac, PayTrac, and MainTrac  recreation management systems for the City of Lake Forest to support City staff in the delivery of  recreation services and activities, take advantage of best practices, and significantly improve the  efficiency and effectiveness of  customer service and business processes.  By establishing goals and  outline for the project, proper preparation and planning and with quality onsite training and support the  goal can be met.  2. Objectives of the Project  The objectives of this project are as follows:  1. To replace the legacy enterprise parks and recreation system (CLASS) and other shadow  systems utilized by the City’s Parks and Recreation Department and additional stakeholder  departments.  2. To install and establish the RecTrac & WebTrac systems to be used by the City’s Park and  Recreation Department.  A single database will be utilized for all parks and recreation  business processes within both the Parks and Recreation Department and other stakeholder  departments.  3. To install and establish the MainTrac system to be used city‐wide.  4. To improve the operational efficiency and effectiveness.  5. To provide comprehensive reporting and analysis for management and improve the quality  and accessibility of information for business process planning decision support.  6. To implement more effective business processes and replace paper‐oriented processes  using e‐forms, document imaging, and electronic workflow.  7. To protect and enhance the functionality that is currently available to City employees.  8. To provide better front‐end services by improving our back‐end services and systems.  9. Incorporate fully integrated parks and recreation "best business practices."  10. To configure a system that is user‐friendly and empowers stakeholders to improve their  business processes and reporting capability.  11. To add and improve functionality in back‐office functional areas  12. To reduce redundant “shadow systems”, data entry, storage, and paper processing  13. To enable specific strategic planning initiatives (e.g. e‐Government), including enhanced  customer service and web/customer self‐service.  14. To increase the City’s utilization of mobile functionality to support parks and recreation  business processes and operations, including maintenance.  Statement of Work for a Recreation Management System for City of Lake Forest, IL  4  3. Guiding Principles  The following guiding principles will be referenced throughout the project by the City and Vermont  Systems:  1. Establish standard processes and practices across the City.  2. Embrace parks and recreation best practices.  3. Focus on process and transaction quality; build quality at the source.  4. Provide relevant, timely, and consistent management information.  5. Minimize resources allocated to transactional activities; focus more on information to run  the business.  6. Embrace process improvement strategies and implement of out‐of‐the box and best  business practices embedded in the software by configuring the system to meet the City’s  unique needs within the options provided by the products.  7. Make decisions related to project activities and system implementation for the betterment  of the City as a whole and the collective benefit of all project stakeholders.  8. Commit to providing adequate staffing and financial resources to ensure the success of the  project, during and after its completion.  9. Commit to ensuring that adequate training is available to project team staff and system  users during the implementation, prior to placing the system into production, and after the  system is in production.  10. Build effective security and control into the system.  4. Implementation   This section describes the scope of implementation.  4.1. Vermont Systems Software  Vermont Systems will be providing City of Lake Forest the following modules (module capabilities  are described in Appendix A and in detail on the Vermont Systems web site:  www.vermontsystems.com):    RecTrac  o Activity Registration  o Facility Reservations  o Pass Management  o Point of Sale with Inventory Control and Ticketing  o League Scheduling (to be confirmed during analysis phase of project)  o General Ledger Interface  o Incident Processing and Reporting  o Systems Administration  o AP Refund Interface  o Activity Brochure Interface   ID Card Integration – Digital Photo ID Cards  Statement of Work for a Recreation Management System for City of Lake Forest, IL  5   WebTrac  o Activity Registration  o Facility Reservations  o Pass Management  o Point of Sale/Tickets  o League Scheduling (to be confirmed during analysis phase of project)  o Mobile WebTrac (Patron access via mobile touch device)  o Mobile RecTrac (Staff access via mobile touch device)  o Mobile MainTrac (Staff access via mobile touch device)  o WebTrac Custom Style Sheet  o WebTrac Custom Splash Page   PayTrac  ‐ ERI Credit Card Interface to Plug’n Pay   Access Control ‐ 2 unattended Door Control Locations.   MainTrac – City‐Wide Maintenance Management System   OpenEdge Workgroup Application Server & RDBMS    4.2. Vermont Systems Services   Project Planning – thru ongoing conference calls, WebEx sessions, etc.   Database structure planning     Software installation assistance   Onsite Training   o Lead user and end user training for proposed applications:     RecTrac, MainTrac WebTrac, PayTrac and ID Card Systems   Phone/WebEx based follow‐up training    VSI Support manager assigned   Primary VSI onsite trainer/lead installer assigned   Ongoing system support services – post installation/training phase.  4.3. Vermont Systems Third‐Party Hardware   See Sales Agreement Exhibit B for final hardware configuration and cost  4.4. City of Lake Forest Services/Commitment   Project Planning   Database structure planning     Software installation    Database hosting/Network     Statement of Work for a Recreation Management System for City of Lake Forest, IL  6  5. Project Timeline/High Level Project Plan  The implementation is expected to take place over a 6‐9 month period with a multi‐phased approach as  described below:  5.1. Contract Milestone Overview:  Project plan        (estimated time frame)  1) Contract Negotiations/Signing  15‐30 days    September 2, 2014    2) Installation Planning Phase    ___ days    Dec 2014, Jan 2015    3) Initial Database Building (phase 1)  ___ days    Jan & Feb 2015   Primary Installation target area: Rec/Fitness   Secondary Installation target areas     4) End user RecTrac Training (phase 1)  15 days    Feb‐Mar 2015    5) Application Go Live ‐ RecTrac (phase 1)  5 days    July 28, 2015    6) End user MainTrac Training (phase 2) 10 days    Fall 2015    7) Application Go Live – MainTrac (phase 2) 5 days    Dec 29, 2015    MainTrac 10.3    8) Database Building (phase 3)    30 days    ____ 201X  Primary Installation target area:     9) End user Training (phase 3)    15‐30 days  ____ 201X    10) Application Go live (phase 3)  15‐30 days  ____ 201X    11) Ongoing Systems Support    Ongoing    Fall 2015+    NOTE:  Items not given specific dates will be mutually agreed upon by October 2014.      5.2 City Scope of Operations – Primary Areas for Project plan  VSI recognizes that there are  major areas of Parks Department operations.  Each area will be a focal  point of the installation process, thru a phased installation. The phase installation will generally  follow the milestones identified in 5.1 and specifics will be mutually agreed upon by October 2014.              Statement of Work for a Recreation Management System for City of Lake Forest, IL  7  6. Technology Architecture  6.1. Infrastructure     Technology Infrastructure:    In order to support the initial implementation of the software purchased and anticipated level of  users, VSI has indicated that the following infrastructure is required:    Database/Application Server   Windows Server 2008 R2 64 Bit operating system   8 GB RAM   8 CPU’s   DB (Progress) Partition 100‐150 GB disk storage    OS partition 60‐80GB disk storage   IIS partition for internal RecTrac 3.1 access 20GB disk storage   Log partition optional    Web Server   Windows Server 2008 R2 64 Bit operating system   In City’s DMZ   Public IP address required   4 GB RAM   4 CPU’s   OS partition 60GB disk storage   Javascript Progress <1 GB disk storage    6.2 Future Upgrades     VSI shall notify the City in writing of changes in the City’s supporting technology infrastructure  required for any future upgrades to the Licensed Software in accordance with the sales and  support policies as well as any expanded modules purchased by the City at a later date.  This  written notice shall be provided a minimum of thirty (30) days prior to the planned installation.   In the event the City elects to defer an upgrade due to the changes required in the City’s  technology infrastructure, VSI shall fully support the existing version of the software for a  minimum of seven years after the date of the deferred upgrade.  VSI shall provide the City with  Software Maintenance and Support Services (“Support Services”) as provided in Article 3 of the  Software License, Maintenance and Support Agreement (“Agreement”) for a minimum of fifteen  years after the Effective Date of the Agreement, provided, however, that the Support Services  may be reduced or limited for any Licensed Software module for which the City has deferred  upgrades for seven or more consecutive years.          Statement of Work for a Recreation Management System for City of Lake Forest, IL  8  7. Custom Interfaces  7.1. List of Custom Interfaces   Vermont Systems – Proposed Custom Interfaces   RecTrac General Ledger Batch Interface to HTE   RecTrac Refund Interface to HTE   RecTrac Activity Brochure export (to RTF file).  7.1.1. Development Overview    Please provide description of custom interfaces  RecTrac General Ledger Batch Interface  Description: The proposed RecTrac General Ledger interface is a batch process that  creates a custom export file of financial (transactional) information from the RecTrac  system for import into the HTE Financial software.     RecTrac General Ledger Batch Interface  Description: The proposed RecTrac Refund interface is a batch process that creates a  custom export file of refunds processed(transactional) information from the RecTrac  system for import into the HTE Financial software.   RecTrac Activity Brochure Export Interface  Description:  The proposed RecTrac Brochure Export interface creates a custom RTF file  containing program information, such as dates, times, fees, locations, comments,  instructors, etc.     8. Data Conversions  8.1. List of Selected Data Conversions    Possible data conversion of 2 years of active households and 1 year of active memberships, from  CLASS to RecTrac.  Will review data quality in CLASS to determine extent of data conversion.  9.  Reporting Tools   Vermont Systems Reporting Tools  The proposed Vermont Systems applications include hundreds standard system reports.  Each of  these standard reports include multiple filter and selection criteria options and output options and  formats.  Reports may be printed, previewed, exported to excel and as applicable, graphed.  All  standard reports may also be emailed and setup for scheduled (automatic, unattended) execution of  the report.  VSI also provides an internal, custom reporting tools that are included with the RecTrac 3.1  application.  These tools allow for the creation of custom reports from any table(s) in the system.   Statement of Work for a Recreation Management System for City of Lake Forest, IL  9  Output options reports include Spreadsheet, PDF and HTML options (with graphing options also  available).  Finally, the proposed VSI application is ODBC compliant and the ODBC drivers and database  dictionary are provided (standard) so that a third party reporting tool, such as Crystal Reports can be  utilized.    10. Workflow  Vermont Systems Workflow:  VSI will provide workflow training and consulting during the onsite training for each of the proposed  application modules.  This would include processes for creating accounts, registering and transacting  with patron accounts, possible updates and cancellations and end of day reporting and cash  management processes/best practices.    11. Implementation Plan  11.1.  VSI Project Plan Overview     Customer Service and Project Administration is a critical part of any successful installation.   Vermont Systems will guide you through the planning and installation phase of the Project.     Telephone Survey  For larger installations with multiple applications, an site survey might be recommended as part of  the installation planning process.  A telephone conference call to survey your needs will be  sufficient for many new customers.  Several important items covered during the planning survey  include:  Review/Complete the Implementation Schedule matrix  Review the software with any key personnel who will be involved in reviewing the  Installation Planning Guide and preparing for the installation and training.  Conduct a survey of each workstation to verify/determine exactly the placement of  peripheral hardware shown in Exhibit B.  Review networking and verify connectivity to all workstation locations.  The survey will generate a list of tasks to be accomplished, by whom, and by when.   Please note  that conference calls are also an excellent review method.     Installation Schedule  The City staff and Vermont Systems would jointly prepare an installation schedule.  This plan  would list all of the functions required to complete the installation, as well as assign our respective  responsibilities including hardware, systems software, cabling/network, application software,  delivery, training, etc.  Upon receiving your approval, VSI would ship the RecTrac Installation  Planning Guide.  As your staff prepares for the installation, they will consult with VSI at any time  via the toll free numbers regarding any issues that may arise.  Statement of Work for a Recreation Management System for City of Lake Forest, IL  10  Prior to on‐site training, the RecTrac software would be shipped to you, along with the Installation  and Configuration instructions.  We assume that your IS staff would install the software using the  installation instructions, along with VSI toll free technical support. This approach insures that the  system is operational prior to the RecTrac on‐site training and therefore does not use training  time for network set up.       Project Staff Assignments  An installation team will be assigned to your account based on the services being provided.  In your  case, the team will consist of a VSI Sales Manager, a Customer Support Manager, and the designated  on‐site Trainer.  They will coordinate VSI responsibilities, as well as assist you with the  implementation of the installation plan.  They will also arrange for any other VSI assistance required.   The trainer will be assigned following the acceptance of our proposal.    We highly recommend that the City designate a ‘RecTrac Administrator’ or an Administrative  team.  This person(s) should be a decision maker who is very familiar with your day‐to‐day  operations.  Initially, the VSI Trainer will work closely with the RecTrac Administrator and other  key personnel.     Training  Your IS and Finance personnel are welcome to attend any training given.  As a minimum, it is very  important that the Trainer work with IS for a few hours to review database management  functions.  We assume the IS personnel would not need to be proficient in the day‐to‐day  application functions.  The pricing proposal section includes multiple days of on‐site service,  including sufficient time for the minimal IS staff training that is suggested.     For a large number of users, VSI generally recommends the “Train‐the‐Trainer” approach,  whereby, the VSI trainer trains your key personnel who then train the end users.  You may find  that VSI Trainer time is spent most effectively with smaller groups, but we are willing to train your  staff as desired.  While our standard training hours are 8am to 5pm, we are very flexible.  Please  note that there is a cost adjustment for training beyond a normal workday or on weekends.     From experience, we have found that initially it is very effective to work with the key personnel only  to set up the database parameters, make policy decisions, and review all the file maintenance  functions.  The VSI Trainer will ensure that you know how to enter the data, then move on to other  functions.  Your key personnel will guide your staff through the process of finishing the data entry that  might include programs, facilities, memberships, comment codes, rules/regulation letters,  user/demographic codes, financial codes, etc.  The trainer would also make sure all the peripheral  hardware was installed and operational.      The training will be split between multiple trips with time between each trip.  Typically, during the  database building phase, 2‐3 weeks is the time frame between trips. After the first series of onsite  trips, the database will have sufficient data entered and will be ready for end user training.  The  schedule of actual onsite training will be modified based on your needs.  Regardless of the number of  days quoted, only those days used will be billed.        Statement of Work for a Recreation Management System for City of Lake Forest, IL  11  11.2. VSI Project Resources   Project Manager/VSI Support Mgr:  Cullen Barber or Tom Valley  Primary Trainer/Onsite Consultant:  To be assigned upon Phase 1, Onsite Training initiation/planning  VP, VSI Support & Implementation:  Laurie Valley  VSI Development Support:     Andy Bose  VSI Sales Manager:    David Wirtz    11.3. City of Lake Forest Project Resources   Project Manager:    TBD  Lead User/System Administration:  TBD  Support & Implementation Core Team: TBD   End Users Managers:      TBD  Functional Users:    TBD  IT/ Project Support:   TBD      Role of VSI Project Manager/VSI Support Mgr:     Scheduling and leading the Pre‐Onsite Planning Meeting’s   Provide an initial project plan and maintain throughout project with City/Recreation Project  Manager   Work with the City/Recreation Project Manager to coordinate an implementation schedule   Oversee project, monitor progress and generate status reports with Project Manager   Participate in City meetings related to Vermont Systems & Recreation Department Software  project.    Available for conference calls with Project Manager to review status and progress of project  and to identify any outstanding issues.    Role of VSI Primary Trainer/Onsite Consultant:     Deliver Training ‐ Onsite   Database planning – Onsite & Ongoing   Advise on Database building and “Best Practices” related to proposed VSI application   Setup and Participate in “Training Database/Environment” and Testing    Assist with Data Conversion   Functional Lead Training    Core‐User Training    Pre‐live services and planning   Go‐Live support – schedule final week of training to match go‐live date so that VSI support  person is on‐site during first week of live processing.   Post Live Support (with entire VSI support team)  Statement of Work for a Recreation Management System for City of Lake Forest, IL  12   Post‐Live reconciliation and training     Role of VP, VSI Support & Implementation:      Work with Project Managers (both City and VSI) to schedule training.   Assign & oversee additional VSI support resources as needed.    Role of VSI Development Support:       Develop Custom Interfaces   Coordinate additional VSI development resources required for project completion.