FINANCE COMMITTEE 2020/11/09 Minutes
The City of Lake Forest
FINANCE COMMITTEE
Proceedings of the November 9, 2020 Meeting
6:00 p. m. – Remote Access Meeting
I. Call to Order and Roll Call
The meeting was called to order at 6:02 p.m. by Chairman Morris. Present: Chairman Morris, Mayor
Pandaleon, Aldermen Karras, Rummel, Notz, Preschlack, Goshgarian, Buschmann and Weber. Absent:
None. Quorum present. There were approximately 29 present in the audience.
Staff present: Jason Wicha, City Manager; Elizabeth Holleb, Finance Director; Diane Hall, Assistant
Finance Director; Cathy Czerniak, Director of Community Development; Karl Walldorf, Police Chief; Jim
Shaw, Director of Innovation Technology; Peter Siebert, Fire Chief; Michael Thomas, Director of Public
Works and Sally Swarthout, Director of Parks and Recreation.
Others present: There were approximately 20 people in the audience.
II. Consideration of Minutes from the Finance Committee Meeting Held on October 19, 2020
Alderman Weber made a motion to approve the minutes from the Finance Committee meeting held on
October 19, 2020. The motion was seconded by Alderman Preschlack. The motion carried unanimously
by roll call vote.
III. Revenues
1) 2020 Property Tax Levy and Bond Abatement Ordinances
Ms. Elizabeth Holleb, Finance Director provided an overview of the estimated tax levy limitations
including estimated equalized assessed valuation (EAV) and new growth. She reviewed detailed line
items of the total levy. She reviewed a onetime adjustment moving $435,000 from the General Fund
Tax Levy to Parks and Recreation for capital funding. She reviewed line items that are exempt from
the tax cap. She stated most line item increases are based on the CPI rate of 2.3%. She stated Police
and Fire pensions are higher due to increased funding to support the City’s plan to phase in open
amortization. She reviewed the impact on an average household based on an $800,000 home would
increase their City property tax bill by $132.
The Committee discussed the police and fire pension contributions with a higher increase until 2025
when it is anticipated open amortization will begin. This will provide the City Council greater
flexibility in determining the property tax levy for both pensions. This can be impacted based on
investment returns and when pension assets are consolidated statewide. Ms. Holleb will be on the
Police Pension Investment Board.
Ms. Holleb reviewed the current transfer from the General Fund for capital expenses and the
proposed change to the tax levy allocation.
Ms. Holleb reviewed debt service levies and abatements to be included on the next City Council
agenda.
Ms. Holleb reviewed debt service requirements by fiscal year noting a large amount of debt will be
coming off in FY24. The final payment on the water plant construction and golf course improvements
will be completed in FY24.
Finance Committee Meeting
Minutes – November 9, 2020
The Committee discussed an increase in the annual debt payments in FY29, due to an increase in the
TIF payment based on original cash flow estimates. Debt capacity will be available should the need
arise for a larger project.
Ms. Holleb reviewed the debt service capacity chart and provided a history on the calculation of the
available capacity.
2) Proposed Changes in Fee Schedule
Ms. Diane Hall, Assistant Finance Director reviewed a summary of proposed changes to the annual
fee schedule. She stated formal approval would be requested from the City Council.
The Committee discussed how fees are generated and the utilization of bench marking to align fees
with other communities. They discussed the water rates and how these are developed. The rate for
the low consumption user will remain the same for FY22. The Committee requested charts used in
prior presentations be provided at the next City Council meeting. They discussed the addition of the
sanitation fee and public safety pension fee to the utility bill, which has generated higher average
quarterly invoices. They discussed creative ways of encouraging the consumption of water to
enhance water revenues.
Ms. Holleb reviewed a reduction in permit fees for sustainable energy projects.
3) FY2022 Key Revenue Assumptions
Ms. Holleb reviewed the States FY21 budget approved in June 2020. She reviewed the States
inclusion of revenue to be generated from graduated income taxes if approved via referendum.
Because the referendum did not pass, the City will need to see what the State does to offset the
revenues not received.
Ms. Holleb reviewed sales tax revenues as well as Local Use taxes. She reviewed the additional 1%
home rule sales tax is distributed to the Capital Fund and .5% Sales Tax Fund. She stated FY21
budgets were revised in April in anticipation of reduced revenues due to Covid-19. She reviewed
year-to-date revenues as compared to budget. She stated revenues have rebounded faster than
anticipated. She stated effective January 1, 2021 retailers without a physical location in Illinois, will
be required to collect sales tax to be submitted to the state. These additional taxes will be allocated
to the City. This will result in a shift from local use tax to sales tax. She reviewed proposed budgets
for FY22 including a projected 2% increase in revenue.
Ms. Holleb reviewed the history of distribution of income taxes collected by the State and allocated
to the City. As income tax rates have changed, the State has change the formula to maintain the
City’s current allocation of revenue. She reviewed the States reductions in allocations and how the
City has budgeted for these reductions. The State has provided 100% of the City’s allocation in FY21,
while the City budgeted at 90%. The City has seen increased revenue due to the 100% funding and
additional income from taxes on unemployment. She reviewed revenues as compared to budget,
showing revenues exceeding projections. She stated with the graduated income tax failure, the State
could potentially reduce the LGDF allocations in FY22. She reviewed alternate estimated revenues for
FY22 based on 100%, 90% and 75% allocations from the State.
The Committee discussed if the graduated income tax not passing would it affect funding for Burr Oak
project. It is not anticipated at this time to reduce capital project funding. They discussed
unemployment payments and how this has increased income tax receipts. The Committee
recommended using 75% of income taxes for FY22.
Finance Committee Meeting
Minutes – November 9, 2020
IV. Five Year Financial Forecasts
• Five-Year Forecasts for Sales Tax .5%, Capital Improvements, Motor Fuel Tax, Parks and Public Land,
and Water Capital Funds
Ms. Holleb stated the .5% Sales Tax Fund is dedicated to support storm sewer bonds. She stated the
bonds will be fully paid in FY24. Sales tax revenue will move to the Capital Fund in FY25. She stated
staff is recommending transferring excess fund balance to the Capital Fund in FY22, FY23 and the
remaining balance in FY24.
Ms. Holleb reviewed the Capital Improvement Fund. She stated the main funding source is Real
Estate Transfer Taxes (RETT). She stated current RETT revenues are exceeding the FY21 budget by
$1.3 million. She reviewed the sales tax revenue and the capital improvement tax levy. She stated
the City Council has approved moving excess General Fund fund balance to the Capital Fund. She
stated an estimate would be brought to the City Council in March and finalized in July. She stated
these transfers can be used in future years for projects.
Ms. Holleb reviewed the Motor Fuel Tax Fund. She stated the City started receiving additional
allocations from the State due to increased gas taxes. She stated annual street resurfacing projects
are funded every three years from this fund. She stated the City is to receive six payments of
$212,000 for Rebuild Illinois. The City has receive the first two payments. Remaining payments are
contingent on state bonding. Staff is recommending recording revenue when received. She stated
projects to be completed from this funding will have additional requirements to be eligible.
Ms. Holleb reviewed the Park and Public Land Fund. She stated the main source of revenues are
impact fees. She reviewed a chart showing the history of impact fees. She stated alternate sources
of funding will need to be discussed in the next couple of years.
Ms. Holleb reviewed the Water Capital Fund. She stated the Water Operating Fund must generate
enough revenue to cover operating and capital costs. She stated currently $1.4 million is transferred
to the Capital Fund annually. She stated after the water plant debt is completed in FY24, additional
transfers can made.
V. 5 Year Capital Improvement Program
• Program overview
Mr. Jason Wicha, City Manager provided an overview of changes to the capital budget process. These
included adding parking lot assessments, segregating design and construction to separate fiscal years
and moving $900,000 of operating capital to operating budgets.
Ms. Holleb reviewed a history of projects by category. She reviewed funding sources and larger
projects. She reviewed proposed capital targets by category based on moving operating capital
expenses to other funds. She stated all unfunded projects have been included in the packet with the
priority rating included.
The Committee discussed priority 5 projects and how these individual projects would be rated. Staff
to provide a list of priority projects and how they would rate if included with other projects listed.
• CIP Project Presentations
1. Ravine Update
Mr. Dan Martin, Superintendent of Public Works provided an overview of the City’s process for
evaluating ravines within the City. These include City owned and those on private property. He
Finance Committee Meeting
Minutes – November 9, 2020
reviewed recommended projects and the fiscal year each project is scheduled. He reviewed the
Ringwood Ravine and provided details of the project and stated the scope has increased due to
increased erosion and the need to line the culvert under the road. He stated staff would be
requesting from City Council additional funding for design work. He reviewed remaining projects.
The Committee discussed how long the City has conducted studies on ravines to determine
priorities. They discussed how long it is anticipated that these repairs will last.
2. Bridge Assessment
Mr. Bob Ells, Superintendent of Engineering stated an assessment of all City bridges was
conducted to compile a priority list of all bridges and recommended repairs. He reviewed
recommended projects and proposed fiscal years for completion. He stated Illinois and
Woodland have been submitted for grant funding and Woodbine has been approved for grant
funding. He provided a review of each project and the repairs needed.
The Committee discussed how the State determines what projects are grant eligible. Grant
applications are accepted every two years and are awarded based on meeting criteria provided
for each category and dollars available. They discussed the useful life of bridges and the steps the
City has undertaken to extend the life of each bridge. They discussed alternate products to use
for deicing to reduce corrosion. Costs have been updated from previous years to reflect current
pricing and repairs needed.
3. Water Distribution Study and Water Main Replacement Prioritization Plan
Mr. Jim Lockefeer, Management Analyst reviewed the result of a water distribution study with no
significant deficiencies identified. He stated added to the study was the development of a water
main replacement schedule. He reviewed proposed water mains identified for replacement. He
stated two Deerpath Road projects have been identified as priorities to coincide with other
capital projects and would result in cost savings. These projects are funded through the Water
Capital Fund. He stated staff has applied for grant funding for the Deerpath projects. He stated
three other projects do not include design costs, as they can be completed in house by City staff.
He reviewed additional recommended projects including valve repairs and water distribution
system pressure sensors.
The Committee discussed the map included in the packet showing high priority projects. The
main break on Gage Lane did not score high in all areas to be elevated to high priority. One of
the areas looked at to determine priorities is the number of residents impacted.
4. Forest Park Beach
Mr. Chuck Myers, Superintendent of Parks and Forestry reviewed current beach conditions and
contributing factors affecting the beach including lake levels and storm damage. He reviewed
steps staff has undertaken to protect the beach. He reviewed the beach profile study to be
completed in FY22 to develop a plan to restore the beach system and to develop a long-term
monitoring and maintenance plan. He stated waves need to break further out in the lake to
reduce damage to the beach.
The Committee discussed the sand originally used on the beach and if the same course sand
would be used in the current project. They discussed previous studies conducted on the beach.
A study this extensive has not been completed since the initial beach project in the 1980’s.
Previous studies did not look at the profile of the beach, which was due to the low water levels.
Finance Committee Meeting
Minutes – November 9, 2020
5. Forest Park Bluff Analysis
Mr. Thomas reviewed a bluff analysis conducted in FY21 to evaluate bluff movement. He
reviewed projects completed to stabilize the north and south ends of the bluff. He reviewed
proposed recommendations to stabilize the slope that would be below the top of the bluff. The
project would involve installing retaining walls. He stated the project would be designed in FY22
and constructed in FY23. An RFP will be issued for the design work to begin May 1, 2021. Staff
continues to work on natural solutions to reduce erosion through plantings.
6. Incorporation of Sustainability in the CIP
Mr. Mike Strong, Assistant City Manager stated at the September City Council meeting the
inclusion of sustainability in projects was discussed. He stated categories of capital projects were
reviewed to see where funding could be added. He reviewed current projects where additional
funding could be provided to add enhancements to promote sustainability objectives.
The Committee requested additional information on the water quality structure at the Old Elm
and Sheridan parking lot.
• Priority 1NF – Review of Priority 1 FY22 projects that cannot currently be funded
1. Athletic Fields
Mr. Joe Mobile, Superintendent Parks and Recreation reviewed the background of developing a
strategic master plan including input from residents. He stated residents, outside organizations
and teams consider athletic fields a high priority. He reviewed the result of heavy rainfall on the
fields necessitating the need to cancel programs multiple times a year. He reviewed
recommended options and benefits of turf fields, including advancements that have made turf
fields softer and safer. He reviewed parks that have been identified to convert to sport
complexes, including estimated cost ranges. He reviewed alternates for park improvements to
increase utilization of open spaces
The Committee discussed estimated increases in revenue for expanded use of fields. A public
hearing would be required at Townline Park prior to moving forward with the addition of lighting.
They discussed other natural alternatives to turf fields. They discussed the importance of
providing recreation programs and the need to have reliable fields to use.
Ms. Cathy Czerniak, Director of Community Development reviewed the history of the annexation
of Townline Park into Lake Forest and the requirement included in the agreement regarding the
addition of lighting.
2. Water Meter Replacement Study
Mr. Martin reviewed a study conducted in FY21 to replace the City’s water meters currently
install at all locations connected to the City’s water system. He reviewed the current meter
system was installed in 2004. He reviewed three options received and the technology and
benefits involved with each option. He reviewed the timeline of the project, design FY22 with
implementation in FY25 and FY26 after the water plant bonds have been completed.
The Committee discussed the inclusion of sustainable measures included in the capital project planning.
They requested staff contact the garden clubs and Forest Park Group to provide aesthetics to the bluff
retaining walls. They discussed Waukegan/Everett intersection to take another look at the project.
VI. Opportunity for the Public to Address the Finance Committee
No one from the audience desired to address the Finance Committee.
Finance Committee Meeting
Minutes – November 9, 2020
VII. Adjournment
There being no further business, Alderman Rummel moved, seconded by Alderman Buschman, to adjourn
the meeting at 10:25 p.m. The motion carried unanimously.
Respectfully Submitted,
Diane Hall
Assistant Finance Director